Monthly Archives: December 2017
Dec21
SMCR: not the whole story
Almost all the attention paid recently to SMCR has focused on the in-force date and features of the transition (CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime | FCA). Both are important …
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Posted in: Senior Managers Regime
Tagged in: Conduct Rules, CP17/40, FCA, senior managers regime, Statement of Responsibility
Tagged in: Conduct Rules, CP17/40, FCA, senior managers regime, Statement of Responsibility
Dec1
New Address
OWL Regulatory Consulting have moved to 71-75 Shelton Street, London WC2H 9JQ, telephone number 020 3911 5528.
Posted in: Miscellaneous