Daily Archives: May 19, 2021
May19
‘Reasonable Steps’ in the Regulated World
Lucy McClements There is no doubt that being a Senior Manager Function holder (SMF) in today’s regulatory environment comes with increased risks. Regulatory expectations have been enhanced thus creating additional pressure on Boards and individuals to evidence their competence on …
Click here to read the rest of this entry
Posted in: FCA, Miscellaneous, Senior Managers Regime
Tagged in: Approval, Expert, FCA, FSExpert, McClements, senior managers regime, SMCR, SMF, Witness
Tagged in: Approval, Expert, FCA, FSExpert, McClements, senior managers regime, SMCR, SMF, Witness