Author Archives: admin
Dec1
New Address
OWL Regulatory Consulting have moved to 71-75 Shelton Street, London WC2H 9JQ, telephone number 020 3911 5528.
Posted in: Miscellaneous
Oct15
Flooded Again
Firms overstretched by flood of regulation MiFID II approaches its climax SMCR emerges early as FCA priority Director of Supervision presses for further action It is often said that regulated firms face many demands. Seldom is that as …
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Sep11
MiFID Countdown
As 3rd January gets closer by nearly 1% each day – and by more than 1% in just a couple of weeks’ time – MiFID II creeps up on us. Many will be satisfied with their readiness but, if FTfm …
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