Author Archives: admin
Apr14
FCA’s Inter-Regnum Plan
The Regulator’s rather unexciting Plan has all the appearance of a document produced under orders to ‘say nothing new’. With a caretaker CEO, that is, no doubt, what we should expect. Having made that point, to what extent does the …
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Posted in: FCA, MAR, MiFID, Remuneration Code
Tagged in: Asset Management, Business Plan, FCA, MAR, MiFID, Remuneration Code
Tagged in: Asset Management, Business Plan, FCA, MAR, MiFID, Remuneration Code
Feb16
Use of European Commission
Two months on from the European Commission’s announcement that MiFID II would have to be delayed, we have now had a further announcement from the European Commission that MiFID II will have to be delayed. Even the process of delay …
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Feb9
ESMA clouds MAR with Guidelines
As the forthcoming EU Market Abuse Regulation creeps up on us, we now have a further dollop of related regulation, this time in the form of draft ‘Guidelines’ from ESMA (Draft guidelines on the Market Abuse Regulation, ESMA/2016/162). We aren’t …
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