Author Archives: admin
Apr4
Developments in AIFMD
It has been difficult not to notice that there is renewed disquiet about AIFMD. As the Level 2 process progresses, so the situation appears to be getting worse. In developing its guidance to the European Commission, ESMA undertook a pretty …
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Posted in: AIFMD
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Feb14
FSA discusses AIFMD
By now most people will have seen that FSA has published its first step in the process of implementing the Alternative Investment Fund Managers Directive, Discussion Paper 12/1. It would be fair to say that not everyone has found it …
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Posted in: AIFMD
Tagged in: AIFMD, ESMA, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Tagged in: AIFMD, ESMA, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Dec2
Remuneration Code and Super-equivalence
Yesterday’s stricture of the Governor of the Bank of England, insisting that banks build up their capital base, is a timely reminder of two other key and current issues. It points out how important it is that UK regulators should …
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Posted in: Remuneration Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Remuneration Code, s166, skilled person, superequivalence
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Remuneration Code, s166, skilled person, superequivalence