Author Archives: admin
May16
FTfm comments on European regulators
Oliver Lodge comments stir up European regulators Comments made by Oliver Lodge and quoted in FTfm today have broken the taboo which has led to the fiction that UCITS funds are equally secure, regardless of which European country they come …
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Posted in: UCITS
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FTfm, s166, skilled person, UCITS
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FTfm, s166, skilled person, UCITS
Mar7
HMT proposals for the reformed UK regulatory structure
No one could fairly accuse the Treasury of doing less than a thorough job in drafting its consultation paper on the UK’s proposed regulatory structure. Indeed the neatly titled “A New Approach to Financial Regulation: building a stronger system” helps …
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Posted in: FSA
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Financial regualtion, Financial Times, FSA reform, PRA, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Financial regualtion, Financial Times, FSA reform, PRA, s166, skilled person
Feb23
UCITS Upgraded – Could this be a genuine benefit from the EU?
Aware that I am even more Euro-sceptical than most, it is really quite rare for me to suggest that an EU action might genuinely provide a benefit, either to the industry or to consumers. But so it is this time. …
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Posted in: FSA, UCITS
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person