Author Archives: admin
May6
Remember the world outside?
If you ever thought that Brexit had become an over-discussed issue, that must have been several months ago. It is a topic that is destined to succeed in fighting its way out of the shadows that have over-cast it. Whether …
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Mar3
The City Needs More Ambition
Where is the City’s ambition? Some consider the City to be the home of ravenous ambition, both individual and corporate. That might be true, but it is not the question of the hour; that question relates to the City as …
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Posted in: Brexit, EU
Tagged in: BREXIT, City, Delegation, Divergence, EU, Howard Flight, Lord Flight
Tagged in: BREXIT, City, Delegation, Divergence, EU, Howard Flight, Lord Flight
Feb20
FCA Reviews
As FCA reveals its supervision plans, firms need to pre-empt No one can say they did not know it was coming. The FCA is getting ever more explicit about its immediate concerns and supervision plans. As we noted at New …
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Posted in: Assessment of Value, Asset Management Market Study, CASS, MAR, MiFID, Senior Managers Regime, UCITS
Tagged in: ABC, AML, Assessment of value, asset management market study, Bribery, CASS, Client money, FCA, Governance, Independent Directors, Liquidity, MAR, market abuse, MiFID, Operational resilience, opting-up, senior managers regime, SMCR, UCITS
Tagged in: ABC, AML, Assessment of value, asset management market study, Bribery, CASS, Client money, FCA, Governance, Independent Directors, Liquidity, MAR, market abuse, MiFID, Operational resilience, opting-up, senior managers regime, SMCR, UCITS