Author Archives: admin

Nov27

The Thought That Counts

Posted by admin

Through its recent publications, FCA is starting to tell us how it will handle Brexit in practice. Wisely they continue to steer away from the politics, but quite rightly make clear their practical preferences – FCA’s job is, after all, …
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Posted in: Brexit, EU, FCA, UCITS
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Sep14

Cometh the Assessment, Cometh the Value

Posted by admin

Despite having every appearance of next year’s task, the measures from FCA’s Asset Management Market Study are on the very verge of intruding on our daily lives. Not only do the authorised fund managers, targeted by the new requirements, have …
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Posted in: Assessment of Value, Asset Management Market Study, FCA
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Aug3

SMCR: The Hidden Jewels

Posted by admin

Most large organisations are given to a degree of boastfulness about how professional they are, how unique, how generous, how green, how even-handed between employees. FCA is no exception. Indeed, it is required by law to tell us how its …
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Posted in: FCA, Senior Managers Regime
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