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Category Archives: AIFMD
Aug11
FCA Thinks aloud
In setting out its radical views on the use of dealing commission, FCA is posing a significant challenge to the investment industry, both buy and sell sides. The answer to the obvious question about why FCA is going in so …
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Posted in: AIFMD, MiFID
Tagged in: AIFMD, ESMA, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, MiFID, s166, skilled person
Tagged in: AIFMD, ESMA, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, MiFID, s166, skilled person
Feb18
OWL launches new AIFMD Helpline
In response to evidence of frustration among affected firms, OWL has launched a new AIFMD Helpline to guide the industry through the array of new rules, regulations and guidance. The Helpline is to be accessed on 020.7389.7028. Most firms have …
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Posted in: AIFMD
Tagged in: AIFMD, CRD, EMIR, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Tagged in: AIFMD, CRD, EMIR, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Jan2
How are you getting on with………..?
Apparently 2014 is the year of the horse, or so I have heard. It seems more likely that the City will come to regard it as the year of the hearse, come to take away the remains of a …
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Posted in: AIFMD, CRD, EU, FCA
Tagged in: AIFMD, competences, CRD, Dealing commission, EMIR, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: AIFMD, competences, CRD, Dealing commission, EMIR, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person