Category Archives: Asset Management Market Study
Sep30
D-Day for Independent Directors
Independent Directors must now be in place at all authorised fund managers (AFMs). They must comprise at least 25% of the Board, subject to a minimum of two. There can be no doubt that FCA will: Check to see that …
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Jun16
The Song of the Independent Director
As Independent Directors get their feet under the boardroom table, so the spot-light of the FCA falls upon them. There is no such thing as a free boardroom lunch, especially with the Supervisors on the other side of the table. …
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Posted in: Asset Management Market Study, FCA
Tagged in: asset management market study, Authorised Fund Managers, Authorised Funds, Coaching, FCA, Training
Tagged in: asset management market study, Authorised Fund Managers, Authorised Funds, Coaching, FCA, Training
May28
Assessments of Value & Independent Directors
In a few weeks’ time, the first authorised investment funds will reach their year end for which they will be obliged to produce and publish an Assessment of Value. When published, these Assessments should be expected to attract significant attention, …
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Posted in: Assessment of Value, Asset Management Market Study, FCA
Tagged in: Assessment of value, asset management market study, FCA, Independent Directors
Tagged in: Assessment of value, asset management market study, FCA, Independent Directors