Category Archives: CASS
Aug5
Overdue overhaul: CASS gets a new lick of paint
Having been heavily stung over the resolution of the Lehman failure, the regulator – not this regulator, of course, for all the failings lay with FSA – is carrying out a spring clean of the whole of CASS (CP 13/5). …
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Posted in: CASS, FCA
Tagged in: CASS, Consultation, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: CASS, Consultation, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person