Category Archives: ESMA
Jan2
A Blissful New Year
Judging from the financial press, you might suppose that this was the year of MiFID II. However, there is the small matter of a general election in the wings, insignificant as that should of course be regarded in these euro-days. …
Click here to read the rest of this entry
Posted in: CASS, ESMA, EU, FCA, MiFID, UCITS
Tagged in: Best Execution, CASS, ESMA, EU, Expert Wtiness, FCA, Financial Conduct Authority, MiFID, UCITS
Tagged in: Best Execution, CASS, ESMA, EU, Expert Wtiness, FCA, Financial Conduct Authority, MiFID, UCITS
Nov24
Gold-Plating
Gold-Plating or What You Will The Charles River research report published recently by the City of London Corporation (The Implications of the New Financial Regulatory Architecture) reveals that the financial services industry has a preference, namely that the FSA …
Click here to read the rest of this entry
Posted in: ESMA, FSA
Tagged in: CityUk, ESA, ESMA, European Directives, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Gold-Plating, s166, skilled person, superequivalence
Tagged in: CityUk, ESA, ESMA, European Directives, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Gold-Plating, s166, skilled person, superequivalence
Aug31
ESMA ‘threat’ to Remuneration Code
You may well have seen comments recently about the likely impact of the AIFMD on the implementation of the Remuneration Code for asset managers. This is a question that should be getting rather more attention even than it already is, …
Click here to read the rest of this entry
Posted in: ESMA
Tagged in: AIFMD, ESMA, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Remuneration Code, s166, skilled person
Tagged in: AIFMD, ESMA, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Remuneration Code, s166, skilled person