Category Archives: FCA

Jul3

Remedies for a Healthy Patient

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One thing that FCA is good at is trailing its views. So it is that the Asset Management Market Study Final Report contains no real surprises. But lack of surprise does not mean lack of impact. These measures will certainly …
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Posted in: Assessment of Value, Asset Management Market Study, FCA
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Jun15

Inflaming June

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As temperatures soar around the country and June looks as though it might at last live up to its reputation, the investment industry waits with bated breath for two documents that will be key to life in 2018. As all …
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Posted in: FCA, MiFID, Senior Managers Regime
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May10

Best Execution – Again

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It would not be entirely fair to accuse the Regulator of banging-on endlessly about best execution. Until the publication of the Thematic Review in 2014 (TR 14/13), it had said nothing about it for years. And there was precious little …
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Posted in: Best Execution, Competition, ESMA, FCA, MiFID
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