Category Archives: FCA

Sep7

Passport Junkies

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Brexit remains firmly in the news. But elements of the media are still fighting the last war, like Japanese warriors lost in the jungle. Brexit is coming. We need to be ready. Two big issues trouble the City: the Single …
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Posted in: AIFMD, EU, FCA, UCITS
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Apr14

FCA’s Inter-Regnum Plan

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The Regulator’s rather unexciting Plan has all the appearance of a document produced under orders to ‘say nothing new’. With a caretaker CEO, that is, no doubt, what we should expect. Having made that point, to what extent does the …
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Posted in: FCA, MAR, MiFID, Remuneration Code
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Dec21

Commission Causes Chaos with MiFID Muddle

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Although implementation of MiFID II will now be delayed for a year to 2018, like a reliable and faithful hound, the FCA has fulfilled its promise and perceived obligation by publishing its first MiFID II Consultation Paper on time. With …
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Posted in: FCA, MiFID
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