Category Archives: FCA
Sep7
Passport Junkies
Brexit remains firmly in the news. But elements of the media are still fighting the last war, like Japanese warriors lost in the jungle. Brexit is coming. We need to be ready. Two big issues trouble the City: the Single …
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Apr14
FCA’s Inter-Regnum Plan
The Regulator’s rather unexciting Plan has all the appearance of a document produced under orders to ‘say nothing new’. With a caretaker CEO, that is, no doubt, what we should expect. Having made that point, to what extent does the …
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Posted in: FCA, MAR, MiFID, Remuneration Code
Tagged in: Asset Management, Business Plan, FCA, MAR, MiFID, Remuneration Code
Tagged in: Asset Management, Business Plan, FCA, MAR, MiFID, Remuneration Code
Dec21
Commission Causes Chaos with MiFID Muddle
Although implementation of MiFID II will now be delayed for a year to 2018, like a reliable and faithful hound, the FCA has fulfilled its promise and perceived obligation by publishing its first MiFID II Consultation Paper on time. With …
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