Category Archives: FCA
Jul17
Out with the Old
What does the departure of Martin Wheatley foreshadow? While few had predicted the imminence of Martin Wheatley’s resignation, many have been critical of his performance at FCA in its short lifetime. At a personal level, like many in the City, …
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Mar9
Umpteen Shades of Grey
Use of dealing commission – acquisition of research The ability of regulators to cause a stir has never been in doubt. But seldom have they been so electrifying as with the recent developments over Use of Commission. With accusations flying …
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Mar4
Proportionality in the Remuneration Code
For those who have not already seen the FCA announcement ( Statement on EBA guidelines on remuneration policies for public consultation – Financial Conduct Authority ) there is a growing problem associated with the FCA’s application of proportionality to the …
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Posted in: EU, FCA, MiFID, Remuneration Code
Tagged in: CRD, EBA, EU, FCA, MiFID, Proportionality, Remuneration Code
Tagged in: CRD, EBA, EU, FCA, MiFID, Proportionality, Remuneration Code