Category Archives: FCA
May9
CASS: Anticipation of another Policy Statement
Despite the elapse of nine months since the publication of the bulky CASS consultation paper (CP13/5), memories of the FCA’s proposals may not have faded totally. That is just as well, given that the Policy Statement is now imminent and …
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Posted in: CASS, FCA
Tagged in: CASS, Consultation, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: CASS, Consultation, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Jan2
How are you getting on with………..?
Apparently 2014 is the year of the horse, or so I have heard. It seems more likely that the City will come to regard it as the year of the hearse, come to take away the remains of a …
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Posted in: AIFMD, CRD, EU, FCA
Tagged in: AIFMD, competences, CRD, Dealing commission, EMIR, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: AIFMD, competences, CRD, Dealing commission, EMIR, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Dec30
The Sad Case of The Dog Who Did Not Bark
Those who have already enjoyed the FCA’s Policy Statement on CRD IV (PS 13/10) will have noted that FCA is sticking to its proposed treatment of BIPRU firms, voluntarily applying ICAAPs, Pillar 3 disclosure and the Remuneration Code. Disappointing, but …
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Posted in: CRD, EU, FCA, Remuneration Code
Tagged in: BIPRU, competitiveness, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Remuneration Code, s166, skilled person, superequivalence
Tagged in: BIPRU, competitiveness, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Remuneration Code, s166, skilled person, superequivalence