Category Archives: FCA

Jun5

SRD II – Late Notice, Urgent Action

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Although remarkably little has been said about it and the FCA has only just published its Policy Statement (PS 19/13), the revised Shareholder Rights Directive (SRD II) comes into force on Monday (10th June). There is immediate action associated with …
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Posted in: EU, FCA, SRD, Stewardship Code
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May28

Assessments of Value & Independent Directors

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In a few weeks’ time, the first authorised investment funds will reach their year end for which they will be obliged to produce and publish an Assessment of Value. When published, these Assessments should be expected to attract significant attention, …
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Posted in: Assessment of Value, Asset Management Market Study, FCA
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Mar13

EUCITS or BrUCITS

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As we prepare (or not) to leave the EU (or not) at the end of the month (or not), we have to hope that the agencies of State, including the FCA, have got it all worked out. Strangely enough, this …
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Posted in: Brexit, ESMA, EU, FCA, UCITS
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