Category Archives: FCA
Jun5
SRD II – Late Notice, Urgent Action
Although remarkably little has been said about it and the FCA has only just published its Policy Statement (PS 19/13), the revised Shareholder Rights Directive (SRD II) comes into force on Monday (10th June). There is immediate action associated with …
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Posted in: EU, FCA, SRD, Stewardship Code
Tagged in: Engagement Policy, EU, FCA, Shareholder Engagement, Shareholder Rights, SRD, SRD II, Stewardship, Stewardship Code
Tagged in: Engagement Policy, EU, FCA, Shareholder Engagement, Shareholder Rights, SRD, SRD II, Stewardship, Stewardship Code
May28
Assessments of Value & Independent Directors
In a few weeks’ time, the first authorised investment funds will reach their year end for which they will be obliged to produce and publish an Assessment of Value. When published, these Assessments should be expected to attract significant attention, …
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Posted in: Assessment of Value, Asset Management Market Study, FCA
Tagged in: Assessment of value, asset management market study, FCA, Independent Directors
Tagged in: Assessment of value, asset management market study, FCA, Independent Directors
Mar13
EUCITS or BrUCITS
As we prepare (or not) to leave the EU (or not) at the end of the month (or not), we have to hope that the agencies of State, including the FCA, have got it all worked out. Strangely enough, this …
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