Category Archives: FSA
Nov24
Gold-Plating
Gold-Plating or What You Will The Charles River research report published recently by the City of London Corporation (The Implications of the New Financial Regulatory Architecture) reveals that the financial services industry has a preference, namely that the FSA …
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Posted in: ESMA, FSA
Tagged in: CityUk, ESA, ESMA, European Directives, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Gold-Plating, s166, skilled person, superequivalence
Tagged in: CityUk, ESA, ESMA, European Directives, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Gold-Plating, s166, skilled person, superequivalence
Sep26
FSA Approval of Directors
Recent research has again shown that an alarmingly high number of directors applying for FSA Approval are withdrawing without receiving the Approval they sought. While no doubt a few of these are genuine withdrawals, e.g. health reasons, most of them …
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Posted in: FSA
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Mar7
HMT proposals for the reformed UK regulatory structure
No one could fairly accuse the Treasury of doing less than a thorough job in drafting its consultation paper on the UK’s proposed regulatory structure. Indeed the neatly titled “A New Approach to Financial Regulation: building a stronger system” helps …
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Posted in: FSA
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Financial regualtion, Financial Times, FSA reform, PRA, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Financial regualtion, Financial Times, FSA reform, PRA, s166, skilled person