Category Archives: Letters
Jun9
Outburst from US Treasury Secretary
On 7th June, Tim Geithner, US Treasury Secretary, was reported to have said that the UK’s ‘experiment with light touch regulation’ was proof that regulators around the world should follow the example set by US regulators.
Posted in: Letters
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Geithner, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Geithner, s166, skilled person
Dec16
Barnier comments troubling for City
This letter was published in the Financial Times on 16th December 2010. Michel Barnier had just attended the Treasury Committee and told them that he saw no real risk of financial services firms leaving London as a result of excessive …
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Posted in: Letters
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Financial Times, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Financial Times, s166, skilled person
Jul12
Financial Times Letter about Financial Reporting Council’s Stewardship Code
Sir Following further discussion of the Financial Reporting Council’s Stewardship Code, including John Plender’s Analysis [FT 12 July 2010], we now have the FSA’s consultation on compulsory publication of investment managers’ “commitment” to the Code. Given that the Code’s Principles …
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Posted in: FSA, Letters, Stewardship Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code