Category Archives: MiFID
May4
Hardly Diverging
Almost at the very end of the fourth month after our final separation from EU legislation, the FCA published its first proposals for going it alone. CP21/9 sets out its grandly entitled Changes to MiFID’s Conduct and Organisational Requirements. But …
Click here to read the rest of this entry
Posted in: Best Execution, Brexit, Competition, EU, FCA, MiFID
Tagged in: Best Execution, BREXIT, competition, Divergence, EU, FCA, MiFID, MiFID II, Research
Tagged in: Best Execution, BREXIT, competition, Divergence, EU, FCA, MiFID, MiFID II, Research
Oct29
Treating EU customers fairly
While we have been known to suggest that the EU does not always act as it should, in some areas, whether right or wrong, it has at least the merit of consistency. One such area is its approach to determining …
Click here to read the rest of this entry
Sep1
ESMA’s Cunning Plan
Those who have whiled away a covid summer afternoon enjoying ESMA’s note to the European Commission on improvements to AIFMD ( esma_letter_on_aifmd_review ), will have formed the vaguest suspicion that despite its noises about Wirecard, it is really Woodford that …
Click here to read the rest of this entry