Category Archives: MiFID

Dec21

Commission Causes Chaos with MiFID Muddle

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Although implementation of MiFID II will now be delayed for a year to 2018, like a reliable and faithful hound, the FCA has fulfilled its promise and perceived obligation by publishing its first MiFID II Consultation Paper on time. With …
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Posted in: FCA, MiFID
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Nov12

MiFID II Postponed

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Although not in any sense a surprise, the press articles announcing the European Commission’s comments that MiFID II will have to be delayed seem to be confirmation that this anticipated postponement will take place. For those who have been complaining …
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Mar9

Umpteen Shades of Grey

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Use of dealing commission – acquisition of research The ability of regulators to cause a stir has never been in doubt. But seldom have they been so electrifying as with the recent developments over Use of Commission. With accusations flying …
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Posted in: ESMA, EU, FCA, MiFID, Miscellaneous
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