Category Archives: MiFID
Mar4
Proportionality in the Remuneration Code
For those who have not already seen the FCA announcement ( Statement on EBA guidelines on remuneration policies for public consultation – Financial Conduct Authority ) there is a growing problem associated with the FCA’s application of proportionality to the …
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Posted in: EU, FCA, MiFID, Remuneration Code
Tagged in: CRD, EBA, EU, FCA, MiFID, Proportionality, Remuneration Code
Tagged in: CRD, EBA, EU, FCA, MiFID, Proportionality, Remuneration Code
Jan2
A Blissful New Year
Judging from the financial press, you might suppose that this was the year of MiFID II. However, there is the small matter of a general election in the wings, insignificant as that should of course be regarded in these euro-days. …
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Posted in: CASS, ESMA, EU, FCA, MiFID, UCITS
Tagged in: Best Execution, CASS, ESMA, EU, Expert Wtiness, FCA, Financial Conduct Authority, MiFID, UCITS
Tagged in: Best Execution, CASS, ESMA, EU, Expert Wtiness, FCA, Financial Conduct Authority, MiFID, UCITS
Sep1
The Best Execution
Despite its protestations to the contrary, the Regulator has said remarkably little on the matter of best execution since the current requirements were introduced through MiFID. Now, with its thematic review (TR 14/13), the FCA has broken cover. You might …
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Posted in: FCA, MiFID
Tagged in: Executions, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, MiFID, s166, skilled person, Themes
Tagged in: Executions, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, MiFID, s166, skilled person, Themes