Category Archives: Miscellaneous

Jan3

Posted by admin

Happy New MiFIID! We hope that you greet this happy morn with relief.  We have arrived.

Posted in: Miscellaneous
Dec1

New Address

Posted by admin

OWL Regulatory Consulting have moved to 71-75 Shelton Street, London WC2H 9JQ, telephone number 020 3911 5528.

Posted in: Miscellaneous
Mar6

Court Ruling Against Investment Firm

Posted by admin

Although apparently devoid of any press coverage, the Chancery Division of the High Court in February delivered a judgment which will be of considerable interest to many regulated investment firms. The case in question was Singularis Holdings Limited (in official …
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Posted in: Miscellaneous
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