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Category Archives: Miscellaneous
Oct31
Consultant reveals third way to pay for MiFID investment research
Published 31-Oct-2016 by Ashley Kovas, Regulatory Intelligence, Thomson Reuters The Markets in Financial Instruments Directive (MiFID) II’s regime for the funding of investment research by investment firms has proved controversial. It is however important to consider the full range of …
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Posted in: EU, FCA, MiFID, Miscellaneous
Tagged in: CP16/29, EU, FCA, inducement, MiFID, Research, Research Payment Account
Tagged in: CP16/29, EU, FCA, inducement, MiFID, Research, Research Payment Account
Jul1
Show me the BREXIT
Clearly far too much has been said on this subject. Why more? This is the OWL perspective. Very few people can claim to have been unsurprised by the referendum result. That level of surprise has created much of the current …
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Feb16
Use of European Commission
Two months on from the European Commission’s announcement that MiFID II would have to be delayed, we have now had a further announcement from the European Commission that MiFID II will have to be delayed. Even the process of delay …
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