Category Archives: Stewardship Code
Jun5
SRD II – Late Notice, Urgent Action
Although remarkably little has been said about it and the FCA has only just published its Policy Statement (PS 19/13), the revised Shareholder Rights Directive (SRD II) comes into force on Monday (10th June). There is immediate action associated with …
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Posted in: EU, FCA, SRD, Stewardship Code
Tagged in: Engagement Policy, EU, FCA, Shareholder Engagement, Shareholder Rights, SRD, SRD II, Stewardship, Stewardship Code
Tagged in: Engagement Policy, EU, FCA, Shareholder Engagement, Shareholder Rights, SRD, SRD II, Stewardship, Stewardship Code
Dec7
Implementing the Stewardship Code
The prize for the least well sign-posted rule change must surely go to the FSA’s work on the Stewardship Code. Indeed so obscure was the FSA’s publication of the new rule, that the probability must be that only a small …
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Posted in: FSA, Stewardship Code
Tagged in: FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code. Expert Wtiness
Tagged in: FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code. Expert Wtiness
Jul12
Financial Times Letter about Financial Reporting Council’s Stewardship Code
Sir Following further discussion of the Financial Reporting Council’s Stewardship Code, including John Plender’s Analysis [FT 12 July 2010], we now have the FSA’s consultation on compulsory publication of investment managers’ “commitment” to the Code. Given that the Code’s Principles …
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Posted in: FSA, Letters, Stewardship Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FRC, FSA, s166, skilled person, Stewardship Code