Category Archives: UCITS
Opening the World
As the man who has been brave enough to accept the role of FCA Chief Executive, Nikhil Rathi will occupy the hotseat at the most interesting and testing of times. It would not be too great an exaggeration to say …
Click here to read the rest of this entry
Grid Grind
Do you remember the good old days when FSA used to publish Policy Development Updates worthy of the name? It was something approaching a comprehensive list of forthcoming publications, providing a really useful, at a glance summary of what to …
Click here to read the rest of this entry
FCA Reviews
As FCA reveals its supervision plans, firms need to pre-empt No one can say they did not know it was coming. The FCA is getting ever more explicit about its immediate concerns and supervision plans. As we noted at New …
Click here to read the rest of this entry
Tagged in: ABC, AML, Assessment of value, asset management market study, Bribery, CASS, Client money, FCA, Governance, Independent Directors, Liquidity, MAR, market abuse, MiFID, Operational resilience, opting-up, senior managers regime, SMCR, UCITS