Tag Archives: Assessment of value

Feb20

FCA Reviews

Posted by admin

As FCA reveals its supervision plans, firms need to pre-empt No one can say they did not know it was coming. The FCA is getting ever more explicit about its immediate concerns and supervision plans. As we noted at New …
Click here to read the rest of this entry

Posted in: Assessment of Value, Asset Management Market Study, CASS, MAR, MiFID, Senior Managers Regime, UCITS
Tagged in: , , , , , , , , , , , , , , , , , ,
Jan2

Happy New Decade

Posted by admin

At the beginning will be Brexit. At the end will be Brexit. And in between it will mainly be Brexit. I hope that those remarks relate to 2020, not to the whole decade, but I am probably wrong. There will …
Click here to read the rest of this entry

Posted in: Assessment of Value, Asset Management Market Study, Brexit, EU, FCA, MiFID, Senior Managers Regime, UCITS
Tagged in: , , , , , , , , , , , , , , , , , ,
Sep30

D-Day for Independent Directors

Posted by admin

Independent Directors must now be in place at all authorised fund managers (AFMs). They must comprise at least 25% of the Board, subject to a minimum of two. There can be no doubt that FCA will: Check to see that …
Click here to read the rest of this entry

Posted in: Assessment of Value, Asset Management Market Study, FCA
Tagged in: , , , , , , ,