Tag Archives: asset management market study

Apr12

Remedies for a Healthy Patient II

Posted by admin

Like the links in an apparently never-ending chain, the FCA’s Asset Management Market Study has now produced a Policy Statement (PS 18/8) (PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final …
Click here to read the rest of this entry

Posted in: Assessment of Value, Asset Management Market Study, Competition, FCA, Senior Managers Regime
Tagged in: , , , , , , , ,
Jan15

The Vintage of 2018

Posted by admin

2018: HNY The relief of passing MiFID Day is palpable. After so long, it is hard to remember life before MiFID II was ‘just round the corner’. Now we have turned the corner and it is behind us. So, what …
Click here to read the rest of this entry

Posted in: Asset Management Market Study, EU, MiFID, Senior Managers Regime, UCITS
Tagged in: , , , , , , , ,
Oct15

Flooded Again

Posted by admin

  Firms overstretched by flood of regulation MiFID II approaches its climax SMCR emerges early as FCA priority Director of Supervision presses for further action   It is often said that regulated firms face many demands. Seldom is that as …
Click here to read the rest of this entry

Posted in: Asset Management Market Study, Best Execution, FCA, MiFID, Senior Managers Regime
Tagged in: , , , , , ,