Tag Archives: Authorised Fund Managers

Dec6

Stressing the Directors

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As we may have mentioned before, the FCA is a trifle concerned about the liquidity of investment funds. Some would say that the threat to the career of its Chief Executive was good reason for the organisation to focus the …
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Posted in: Asset Management Market Study, EU, FCA, UCITS
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Sep30

D-Day for Independent Directors

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Independent Directors must now be in place at all authorised fund managers (AFMs). They must comprise at least 25% of the Board, subject to a minimum of two. There can be no doubt that FCA will: Check to see that …
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Posted in: Assessment of Value, Asset Management Market Study, FCA
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Jun16

The Song of the Independent Director

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As Independent Directors get their feet under the boardroom table, so the spot-light of the FCA falls upon them. There is no such thing as a free boardroom lunch, especially with the Supervisors on the other side of the table. …
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Posted in: Asset Management Market Study, FCA
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