Tag Archives: Best Execution
Sep11
MiFID Countdown
As 3rd January gets closer by nearly 1% each day – and by more than 1% in just a couple of weeks’ time – MiFID II creeps up on us. Many will be satisfied with their readiness but, if FTfm …
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May10
Best Execution – Again
It would not be entirely fair to accuse the Regulator of banging-on endlessly about best execution. Until the publication of the Thematic Review in 2014 (TR 14/13), it had said nothing about it for years. And there was precious little …
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Posted in: Best Execution, Competition, ESMA, FCA, MiFID
Tagged in: Best Execution, competition, ESMA, FCA visit, MiFID
Tagged in: Best Execution, competition, ESMA, FCA visit, MiFID
Jan2
A Blissful New Year
Judging from the financial press, you might suppose that this was the year of MiFID II. However, there is the small matter of a general election in the wings, insignificant as that should of course be regarded in these euro-days. …
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Posted in: CASS, ESMA, EU, FCA, MiFID, UCITS
Tagged in: Best Execution, CASS, ESMA, EU, Expert Wtiness, FCA, Financial Conduct Authority, MiFID, UCITS
Tagged in: Best Execution, CASS, ESMA, EU, Expert Wtiness, FCA, Financial Conduct Authority, MiFID, UCITS