Tag Archives: CRD
Jul2
Prudential Politics
As we lurk in the twilight zone of the undead, half in the EU and half out of it, we start to see signs of what UK regulation will look like when we are resurrected. The appointment of …
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Mar4
Proportionality in the Remuneration Code
For those who have not already seen the FCA announcement ( Statement on EBA guidelines on remuneration policies for public consultation – Financial Conduct Authority ) there is a growing problem associated with the FCA’s application of proportionality to the …
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Posted in: EU, FCA, MiFID, Remuneration Code
Tagged in: CRD, EBA, EU, FCA, MiFID, Proportionality, Remuneration Code
Tagged in: CRD, EBA, EU, FCA, MiFID, Proportionality, Remuneration Code
Feb18
OWL launches new AIFMD Helpline
In response to evidence of frustration among affected firms, OWL has launched a new AIFMD Helpline to guide the industry through the array of new rules, regulations and guidance. The Helpline is to be accessed on 020.7389.7028. Most firms have …
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Posted in: AIFMD
Tagged in: AIFMD, CRD, EMIR, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Tagged in: AIFMD, CRD, EMIR, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person