Tag Archives: Daiwa
Nov1
Singularis v Daiwa: Supreme Court Judgment A case with “far-reaching implications” (FT) Oliver Lodge as Expert Witness
Despite limited press attention, the Supreme Court judgment delivered in late October in the case of Singularis v Daiwa should be of considerable interest and concern to regulated financial services firms in this country. The case began three years earlier …
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Posted in: CASS, FCA
Tagged in: Al Sanea, Attribution, CASS, Client money, Client Payments, Daiwa, Doubtful solvency, Expert Wtiness, FCA, Financial Crime, Liability, Oliver Lodge, Risk, Singularis, Supreme Court, Suspicious instructions
Tagged in: Al Sanea, Attribution, CASS, Client money, Client Payments, Daiwa, Doubtful solvency, Expert Wtiness, FCA, Financial Crime, Liability, Oliver Lodge, Risk, Singularis, Supreme Court, Suspicious instructions
Aug6
Supreme Court hears a Firm’s Client that was Defrauded by its own Owner Director
At the end of July, the Supreme Court heard the ultimate appeal by Daiwa Capital Management against the judgment of the Court of Appeal in the case of Singularis v Daiwa, in which Oliver Lodge acted as expert witness. Whether …
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Posted in: CASS
Tagged in: Client money, Daiwa, Expert Wtiness, Liability, Risk, Singularis, Supreme Court
Tagged in: Client money, Daiwa, Expert Wtiness, Liability, Risk, Singularis, Supreme Court
Mar6
Court Ruling Against Investment Firm
Although apparently devoid of any press coverage, the Chancery Division of the High Court in February delivered a judgment which will be of considerable interest to many regulated investment firms. The case in question was Singularis Holdings Limited (in official …
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Posted in: Miscellaneous
Tagged in: Daiwa, Expert Witness, Financial Crime, Fraud, Money Laundering, Singularis
Tagged in: Daiwa, Expert Witness, Financial Crime, Fraud, Money Laundering, Singularis