Tag Archives: Dealing commission
Jan2
How are you getting on with………..?
Apparently 2014 is the year of the horse, or so I have heard. It seems more likely that the City will come to regard it as the year of the hearse, come to take away the remains of a …
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Posted in: AIFMD, CRD, EU, FCA
Tagged in: AIFMD, competences, CRD, Dealing commission, EMIR, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: AIFMD, competences, CRD, Dealing commission, EMIR, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person