Tag Archives: ESMA

May10

Best Execution – Again

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It would not be entirely fair to accuse the Regulator of banging-on endlessly about best execution. Until the publication of the Thematic Review in 2014 (TR 14/13), it had said nothing about it for years. And there was precious little …
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Posted in: Best Execution, Competition, ESMA, FCA, MiFID
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Feb9

ESMA clouds MAR with Guidelines

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As the forthcoming EU Market Abuse Regulation creeps up on us, we now have a further dollop of related regulation, this time in the form of draft ‘Guidelines’ from ESMA (Draft guidelines on the Market Abuse Regulation, ESMA/2016/162). We aren’t …
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Posted in: ESMA, EU, MAR
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Nov12

MiFID II Postponed

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Although not in any sense a surprise, the press articles announcing the European Commission’s comments that MiFID II will have to be delayed seem to be confirmation that this anticipated postponement will take place. For those who have been complaining …
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Posted in: MiFID
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