Tag Archives: EU
Dec10
EU Reform
Unless you have been on Mars for the last two years, you will be aware that the government is planning to hold a referendum after the general election on whether the UK should remain in the EU. That is now …
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Jan22
2013 and all that
You may well be thinking that you have had more unsolicited emails about AIFMD than you have had hot dinners. The trouble is that a lot of firms have a lot to do to adjust to the new, vastly superior …
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Posted in: Miscellaneous
Tagged in: AIFMD, EU, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Tagged in: AIFMD, EU, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
May16
Regulation Talks
One of the greatest challenges for anyone responsible for compliance in a sizable business is to maintain a level of interest and focus on regulation and compliance from everyone across the business. The tendency, particularly among front office staff, to …
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Posted in: Miscellaneous
Tagged in: AIFMD, ESMA, EU, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, MiFID, s166, skilled person, UCITS
Tagged in: AIFMD, ESMA, EU, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, MiFID, s166, skilled person, UCITS