Tag Archives: FCA visit

Nov27

The Thought That Counts

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Through its recent publications, FCA is starting to tell us how it will handle Brexit in practice. Wisely they continue to steer away from the politics, but quite rightly make clear their practical preferences – FCA’s job is, after all, …
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Posted in: Brexit, EU, FCA, UCITS
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Jul3

Remedies for a Healthy Patient

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One thing that FCA is good at is trailing its views. So it is that the Asset Management Market Study Final Report contains no real surprises. But lack of surprise does not mean lack of impact. These measures will certainly …
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Posted in: Assessment of Value, Asset Management Market Study, FCA
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May10

Best Execution – Again

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It would not be entirely fair to accuse the Regulator of banging-on endlessly about best execution. Until the publication of the Thematic Review in 2014 (TR 14/13), it had said nothing about it for years. And there was precious little …
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Posted in: Best Execution, Competition, ESMA, FCA, MiFID
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