Tag Archives: FCA visit

Jan2

How are you getting on with………..?

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  Apparently 2014 is the year of the horse, or so I have heard. It seems more likely that the City will come to regard it as the year of the hearse, come to take away the remains of a …
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Posted in: AIFMD, CRD, EU, FCA
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Dec30

The Sad Case of The Dog Who Did Not Bark

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Those who have already enjoyed the FCA’s Policy Statement on CRD IV (PS 13/10) will have noted that FCA is sticking to its proposed treatment of BIPRU firms, voluntarily applying ICAAPs, Pillar 3 disclosure and the Remuneration Code. Disappointing, but …
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Posted in: CRD, EU, FCA, Remuneration Code
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Aug19

FCA’s Consultation on CRD IV

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You will probably have seen by now the FCA’s CP13/6 on CRD IV. One of the bigger areas of discretion that FCA is dealing with in this consultation is the question of what treatment they should apply to firms that …
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Posted in: CRD, FCA, Remuneration Code
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