Tag Archives: FCA
Oct31
Consultant reveals third way to pay for MiFID investment research
Published 31-Oct-2016 by Ashley Kovas, Regulatory Intelligence, Thomson Reuters The Markets in Financial Instruments Directive (MiFID) II’s regime for the funding of investment research by investment firms has proved controversial. It is however important to consider the full range of …
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Posted in: EU, FCA, MiFID, Miscellaneous
Tagged in: CP16/29, EU, FCA, inducement, MiFID, Research, Research Payment Account
Tagged in: CP16/29, EU, FCA, inducement, MiFID, Research, Research Payment Account
Oct18
To Pay or Not To Pay – We Research the Question
No one can claim any surprise at FCA’s consultation draft of its rules on Inducements and Research (CP 16/29). The policy has been chewed over for years and now it is down to the detail. We are within spitting distance …
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Posted in: EU, FCA, MiFID
Tagged in: CP16/29, EU, FCA, inducement, MiFID, Research, Research Payment Account
Tagged in: CP16/29, EU, FCA, inducement, MiFID, Research, Research Payment Account
Sep7
Passport Junkies
Brexit remains firmly in the news. But elements of the media are still fighting the last war, like Japanese warriors lost in the jungle. Brexit is coming. We need to be ready. Two big issues trouble the City: the Single …
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