Tag Archives: FCA
Apr14
FCA’s Inter-Regnum Plan
The Regulator’s rather unexciting Plan has all the appearance of a document produced under orders to ‘say nothing new’. With a caretaker CEO, that is, no doubt, what we should expect. Having made that point, to what extent does the …
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Posted in: FCA, MAR, MiFID, Remuneration Code
Tagged in: Asset Management, Business Plan, FCA, MAR, MiFID, Remuneration Code
Tagged in: Asset Management, Business Plan, FCA, MAR, MiFID, Remuneration Code
Dec21
Commission Causes Chaos with MiFID Muddle
Although implementation of MiFID II will now be delayed for a year to 2018, like a reliable and faithful hound, the FCA has fulfilled its promise and perceived obligation by publishing its first MiFID II Consultation Paper on time. With …
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Jul17
Out with the Old
What does the departure of Martin Wheatley foreshadow? While few had predicted the imminence of Martin Wheatley’s resignation, many have been critical of his performance at FCA in its short lifetime. At a personal level, like many in the City, …
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