Tag Archives: Financial Conduct Authority

Dec16

Happy Christmas

Posted by admin

OWL wishes all its clients a very Happy Christmas and a thoroughly compliant New Year

Posted in: Miscellaneous
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Sep1

The Best Execution

Posted by admin

Despite its protestations to the contrary, the Regulator has said remarkably little on the matter of best execution since the current requirements were introduced through MiFID. Now, with its thematic review (TR 14/13), the FCA has broken cover. You might …
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Posted in: FCA, MiFID
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Aug11

FCA Thinks aloud

Posted by admin

In setting out its radical views on the use of dealing commission, FCA is posing a significant challenge to the investment industry, both buy and sell sides. The answer to the obvious question about why FCA is going in so …
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Posted in: AIFMD, MiFID
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