Tag Archives: Financial Conduct Authority

Jun19

FCA’s Review of Client Assets Regime for Investment Business CP 13/5 and PS 14/9

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With the CASS Policy Statement now published the industry is turning its attention to the practicalities of implementation. Alongside our note on FCA’s decisions as set out in the PS, we are providing support to firms that are starting to …
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Posted in: CASS, FCA
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May9

CASS: Anticipation of another Policy Statement

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Despite the elapse of nine months since the publication of the bulky CASS consultation paper (CP13/5), memories of the FCA’s proposals may not have faded totally. That is just as well, given that the Policy Statement is now imminent and …
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Posted in: CASS, FCA
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Feb18

OWL launches new AIFMD Helpline

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In response to evidence of frustration among affected firms, OWL has launched a new AIFMD Helpline to guide the industry through the array of new rules, regulations and guidance. The Helpline is to be accessed on 020.7389.7028. Most firms have …
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Posted in: AIFMD
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