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Tag Archives: Financial Crime
Nov1
Singularis v Daiwa: Supreme Court Judgment A case with “far-reaching implications” (FT) Oliver Lodge as Expert Witness
Despite limited press attention, the Supreme Court judgment delivered in late October in the case of Singularis v Daiwa should be of considerable interest and concern to regulated financial services firms in this country. The case began three years earlier …
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Posted in: CASS, FCA
Tagged in: Al Sanea, Attribution, CASS, Client money, Client Payments, Daiwa, Doubtful solvency, Expert Wtiness, FCA, Financial Crime, Liability, Oliver Lodge, Risk, Singularis, Supreme Court, Suspicious instructions
Tagged in: Al Sanea, Attribution, CASS, Client money, Client Payments, Daiwa, Doubtful solvency, Expert Wtiness, FCA, Financial Crime, Liability, Oliver Lodge, Risk, Singularis, Supreme Court, Suspicious instructions
Mar6
Court Ruling Against Investment Firm
Although apparently devoid of any press coverage, the Chancery Division of the High Court in February delivered a judgment which will be of considerable interest to many regulated investment firms. The case in question was Singularis Holdings Limited (in official …
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Posted in: Miscellaneous
Tagged in: Daiwa, Expert Witness, Financial Crime, Fraud, Money Laundering, Singularis
Tagged in: Daiwa, Expert Witness, Financial Crime, Fraud, Money Laundering, Singularis