Tag Archives: FSA

Feb18

OWL launches new AIFMD Helpline

Posted by admin

In response to evidence of frustration among affected firms, OWL has launched a new AIFMD Helpline to guide the industry through the array of new rules, regulations and guidance. The Helpline is to be accessed on 020.7389.7028. Most firms have …
Click here to read the rest of this entry

Posted in: AIFMD
Tagged in: , , , , , , , , ,
Jan22

2013 and all that

Posted by admin

You may well be thinking that you have had more unsolicited emails about AIFMD than you have had hot dinners. The trouble is that a lot of firms have a lot to do to adjust to the new, vastly superior …
Click here to read the rest of this entry

Posted in: Miscellaneous
Tagged in: , , , , , , , ,
Aug6

Promotion of Unregulated Collective Investment Schemes

Posted by admin

Many firms received a month ago from the FSA a Dear Compliance Officer letter requiring confirmation that, in the CO’s opinion, the firm had adequate policies and procedures covering its UCIS activities and requiring a range of data relating to …
Click here to read the rest of this entry

Posted in: FSA
Tagged in: , , , , , , , ,