Tag Archives: FSA

Sep26

FSA Approval of Directors

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Recent research has again shown that an alarmingly high number of directors applying for FSA Approval are withdrawing without receiving the Approval they sought. While no doubt a few of these are genuine withdrawals, e.g. health reasons, most of them …
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Posted in: FSA
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Jul19

Is the craze for european standardisation wearing off?

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The debate over which way to go on commission payments on packaged products may just be the start of a wider realisation that standardisation across 27 countries is not always the best way to go. The report in FTfm (18 …
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Posted in: Miscellaneous
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Jan31

Remuneration code implementation

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For those who are directly affected by the Remuneration Code, today is a milestone. In their policy statement (PS 10/20), the FSA made clear that it expects firms that have not yet fully implemented the Code (especially Principles 1-6, 9, …
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Posted in: Remuneration Code
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