Tag Archives: FSA
Sep26
FSA Approval of Directors
Recent research has again shown that an alarmingly high number of directors applying for FSA Approval are withdrawing without receiving the Approval they sought. While no doubt a few of these are genuine withdrawals, e.g. health reasons, most of them …
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Posted in: FSA
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Jul19
Is the craze for european standardisation wearing off?
The debate over which way to go on commission payments on packaged products may just be the start of a wider realisation that standardisation across 27 countries is not always the best way to go. The report in FTfm (18 …
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Posted in: Miscellaneous
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, RDR, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, RDR, s166, skilled person
Jan31
Remuneration code implementation
For those who are directly affected by the Remuneration Code, today is a milestone. In their policy statement (PS 10/20), the FSA made clear that it expects firms that have not yet fully implemented the Code (especially Principles 1-6, 9, …
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Posted in: Remuneration Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Remuneration Code, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Remuneration Code, s166, skilled person