Tag Archives: NURS
May18
Grid Grind
Do you remember the good old days when FSA used to publish Policy Development Updates worthy of the name? It was something approaching a comprehensive list of forthcoming publications, providing a really useful, at a glance summary of what to …
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Jan2
Happy New Decade
At the beginning will be Brexit. At the end will be Brexit. And in between it will mainly be Brexit. I hope that those remarks relate to 2020, not to the whole decade, but I am probably wrong. There will …
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Posted in: Assessment of Value, Asset Management Market Study, Brexit, EU, FCA, MiFID, Senior Managers Regime, UCITS
Tagged in: Acquisition of research, Assessment of value, asset management market study, BREXIT, Engagement Policy, EU, FCA, FIIA, Independent Directors, investment research, Liquidity, MiFID, NURS, Passport, senior managers regime, SMCR, SRD II, UCITS, Woodford
Tagged in: Acquisition of research, Assessment of value, asset management market study, BREXIT, Engagement Policy, EU, FCA, FIIA, Independent Directors, investment research, Liquidity, MiFID, NURS, Passport, senior managers regime, SMCR, SRD II, UCITS, Woodford
Oct24
A Liking for Liquid Assets
Despite Brexit, the FCA continues to supervise the financial services industry and even to take stock of the appropriateness of the obligations that it imposes. In fact, something approaching normal life continues. As Andrew Bailey keeps on saying, financial services …
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