Tag Archives: promotion
Jun14
Promotion of Unregulated Collective Investment Schemes
FCA’s PS13/3: Retail investors unwelcome Whatever our hazy recollections of the good old days, there never was a time when regulators were relaxed about the promotion of unregulated collective investment schemes. Twitchy might be the best description; paranoid might be …
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Posted in: Miscellaneous
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, promotion, s166, skilled person, UCITS
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, promotion, s166, skilled person, UCITS