Tag Archives: Research
May4
Hardly Diverging
Almost at the very end of the fourth month after our final separation from EU legislation, the FCA published its first proposals for going it alone. CP21/9 sets out its grandly entitled Changes to MiFID’s Conduct and Organisational Requirements. But …
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Posted in: Best Execution, Brexit, Competition, EU, FCA, MiFID
Tagged in: Best Execution, BREXIT, competition, Divergence, EU, FCA, MiFID, MiFID II, Research
Tagged in: Best Execution, BREXIT, competition, Divergence, EU, FCA, MiFID, MiFID II, Research
Oct31
Consultant reveals third way to pay for MiFID investment research
Published 31-Oct-2016 by Ashley Kovas, Regulatory Intelligence, Thomson Reuters The Markets in Financial Instruments Directive (MiFID) II’s regime for the funding of investment research by investment firms has proved controversial. It is however important to consider the full range of …
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Posted in: EU, FCA, MiFID, Miscellaneous
Tagged in: CP16/29, EU, FCA, inducement, MiFID, Research, Research Payment Account
Tagged in: CP16/29, EU, FCA, inducement, MiFID, Research, Research Payment Account
Oct18
To Pay or Not To Pay – We Research the Question
No one can claim any surprise at FCA’s consultation draft of its rules on Inducements and Research (CP 16/29). The policy has been chewed over for years and now it is down to the detail. We are within spitting distance …
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Posted in: EU, FCA, MiFID
Tagged in: CP16/29, EU, FCA, inducement, MiFID, Research, Research Payment Account
Tagged in: CP16/29, EU, FCA, inducement, MiFID, Research, Research Payment Account