Tag Archives: s166
Mar7
HMT proposals for the reformed UK regulatory structure
No one could fairly accuse the Treasury of doing less than a thorough job in drafting its consultation paper on the UK’s proposed regulatory structure. Indeed the neatly titled “A New Approach to Financial Regulation: building a stronger system” helps …
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Posted in: FSA
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Financial regualtion, Financial Times, FSA reform, PRA, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Financial regualtion, Financial Times, FSA reform, PRA, s166, skilled person
Feb23
UCITS Upgraded – Could this be a genuine benefit from the EU?
Aware that I am even more Euro-sceptical than most, it is really quite rare for me to suggest that an EU action might genuinely provide a benefit, either to the industry or to consumers. But so it is this time. …
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Posted in: FSA, UCITS
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Jan31
Remuneration code implementation
For those who are directly affected by the Remuneration Code, today is a milestone. In their policy statement (PS 10/20), the FSA made clear that it expects firms that have not yet fully implemented the Code (especially Principles 1-6, 9, …
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Posted in: Remuneration Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Remuneration Code, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Remuneration Code, s166, skilled person