Tag Archives: s166
May10
Remuneration code strikes UCITS
In the eternal struggle between consistency and rectitude, consistency usually wins. Would you rather be consistent or right? When “both” is not an option, everyone says that they go for “right”, but what they do is go for consistent, …
Click here to read the rest of this entry
Posted in: Remuneration Code
Tagged in: AIFMD, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Remuneration Code, s166, skilled person, UCITS
Tagged in: AIFMD, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Remuneration Code, s166, skilled person, UCITS
Apr5
FSA’s interest in Bribery
Recently the FSA has started a major campaign to sharpen up compliance with the new Bribery Act. In this country we tend to be rather complacent about bribery, safe in the knowledge that there is less of it here than …
Click here to read the rest of this entry
Posted in: FSA
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Apr4
Developments in AIFMD
It has been difficult not to notice that there is renewed disquiet about AIFMD. As the Level 2 process progresses, so the situation appears to be getting worse. In developing its guidance to the European Commission, ESMA undertook a pretty …
Click here to read the rest of this entry
Posted in: AIFMD
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, s166, skilled person