Tag Archives: s166
Feb14
FSA discusses AIFMD
By now most people will have seen that FSA has published its first step in the process of implementing the Alternative Investment Fund Managers Directive, Discussion Paper 12/1. It would be fair to say that not everyone has found it …
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Posted in: AIFMD
Tagged in: AIFMD, ESMA, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Tagged in: AIFMD, ESMA, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, s166, skilled person
Dec2
Remuneration Code and Super-equivalence
Yesterday’s stricture of the Governor of the Bank of England, insisting that banks build up their capital base, is a timely reminder of two other key and current issues. It points out how important it is that UK regulators should …
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Posted in: Remuneration Code
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Remuneration Code, s166, skilled person, superequivalence
Tagged in: Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, Remuneration Code, s166, skilled person, superequivalence
Nov24
Gold-Plating
Gold-Plating or What You Will The Charles River research report published recently by the City of London Corporation (The Implications of the New Financial Regulatory Architecture) reveals that the financial services industry has a preference, namely that the FSA …
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Posted in: ESMA, FSA
Tagged in: CityUk, ESA, ESMA, European Directives, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Gold-Plating, s166, skilled person, superequivalence
Tagged in: CityUk, ESA, ESMA, European Directives, Expert Wtiness, FCA, FCA visit, Financial Conduct Authority, FSA, Gold-Plating, s166, skilled person, superequivalence